Business ProfileforArk Financial Advisors, LLC
Additional business information
BBB reports on known government actions involving business’ marketplace conduct.
The following describes a government action formally brought by a government agency. We are providing a summary of the government's allegations which have been confirmed by the business.
Despite the Commissioner’s efforts starting on March 31, 2021 and continuing through the deadline to file the online examination, Ark Financial failed to timely complete and submit the online examination by the March 17, 2021 deadline. On December 1, 2021, Ark Financial submitted its online examination. The Commissioner finds that entering into this Consent Order is necessary, in the public interest, for the protection of investors and consistent with the purposes, policies, and provisions of the Corporate Securities Law of 1968.
Ark Financial admits that it failed to file its online examination by the May 17, 2021 filing deadline. Ark Financial shall pay an administrative penalty of $1,000.00 no later than 30 days after the effective date of this Consent Order as defined in paragraph 17.
For additional information visit: https://dfpi.ca.gov/wp-content/uploads/sites/337/2021/12/Consent-Order-Ark-Financial-Advisors-LLC.pdf.
At-a-glance
Related Categories
Business Details
- Location of This Business
- 3520 Executive Center Drive Suite 124, Austin, TX 78731
- BBB File Opened:
- 1/24/2022
- Years in Business:
- 7
- Business Started:
- 1/10/2017
- Business Incorporated:
- 1/10/2017
- Type of Entity:
- Limited Liability Company (LLC)
- Business Management
- Mr. David J Bull, Director
- Mr. Jeffrey E. Socha, Director
- Contact Information
Principal
- Mr. David J Bull, Director
- Mr. Jeffrey E. Socha, Director
Customer Contact
- Mr. David J Bull, Director
Customer Complaints
0 Customer Complaints
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