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Business ProfileforASG Accounting and Tax
Additional business information
The following describes a pending government action that has been formally brought by a government agency but has not yet been resolved. We are providing a summary of the governments allegations, which have not yet been proven.
On March 14, 2018, the Securities Division of Washington Department of Financial Institution entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist, to Impose Fines and to Charge Costs (“Statement of Charges”) against Julia Williams and Advisory Services Group, Inc., d/b/a ASG Accounting and Tax (collectively, “Respondents”).
The Statement of Charges alleges that the Respondents violated the anti-fraud provisions of the Securities Act of Washington when they offered and sold more than $150,000 of investments to three investors. The Securities Division intends to order the Respondents to cease and desist from violating the Securities Act of Washington and gives notice of its intent to impose fines and to charge costs. Respondents each have a right to request a hearing on the Statement of Charges.
For further information, contact the Securities Division of Washington Department of Financial Institutions at (877) 746-4334 or at www.dfi.wa.gov.
At-a-glance
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Business Details
- Location of This Business
- 3600 136th Pl SE Ste 300, Bellevue, WA 98006-1468
- BBB File Opened:
- 5/2/2018
- Business Started:
- 10/3/2014
- Business Incorporated:
- 10/3/2014
- Licensing Information:
- This business is in an industry that may require professional licensing, bonding or registration. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.
- Type of Entity:
- Corporation
- Alternate Business Name
- Advisory Services Group, Inc.
- ASG Advisory Services Group
- Business Management
- Ms. Julia Williams, President
- Contact Information
Principal
- Ms. Julia Williams, President
Customer Contact
- Ms. Julia Williams, President
Customer Complaints
0 Customer Complaints
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