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Business ProfileforBeverly A Mumper CPA PS
Current Alerts For This Business
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.
S-23-3578-23-FO01 - Beverly A. Mumper, CPA, PS and Beverly Ann Mumper – Final Order
On September 8, 2023, the State of Washington Department of Financial Institutions Securities Division entered Final Order S-23-3578-23-FO01 (“Final Order”), against investment adviser Beverly A. Mumper, CPA, PS (“Mumper PS”, CRD# 116893) and its owner and investment adviser representative Beverly Mumper, (CRD# 3023427) (collectively, “Respondents”). The Securities Division issued a Statement of Charges against Respondents on June 13, 2023. The Statement of Charges alleged that Respondents failed to file Mumper PS’s annual updating amendment to its Form ADV in violation of WAC 460-24A-205 and failed to timely file its year-end balance sheet in violation of WAC 460-24A-060.
The Final Order revokes Respondents’ registrations, imposes fines, and charges costs. Respondents have the right to request judicial review of the Final Order.
For more information, please contact the Washington State Department of Financial Institutions at https://dfi.wa.gov/ or 1-877-746-4334.
At-a-glance
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Business Details
This is a multi-location business.
- Location of This Business
- 2219 Simpson Ave, Aberdeen, WA 98520-3513
- BBB File Opened:
- 10/5/2000
- Years in Business:
- 25
- Business Started:
- 1/1/1999
- Business Started Locally:
- 1/1/1999
- Type of Entity:
- Corporation
- Business Management
- Ms. Beverly A Mumper, CPA CFP
- Contact Information
Principal
- Ms. Beverly A Mumper, CPA CFP
Customer Contact
- Ms. Beverly A Mumper, CPA CFP
- Additional Contact Information
Fax Numbers
- (360) 532-1541Primary Fax
- (360) 532-1541
Customer Complaints
0 Customer Complaints
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