Business ProfileforOsage Pacific Advisors
Current Alerts For This Business
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.
On July 26, 2022, Osage Pacific Advisors entered into a Consent Order with the State of Washington Department of Financial Institutions. The Consent Order settles allegations that the business acted as an investment advisor without being registered or exempt from registration in the state of Washington, transacted investment advisory business in the state of Washington without being registered or exempt from registration, and held out its representative as an investment adviser while the representative was not registered as an investment adviser or an investment adviser representative in the state of Washington, or exempt from such registration. Under the terms of the Order, the business was ordered to cease and desist and pay a fine of $15,000
This action is final.
At-a-glance
Related Categories
Overview
Business Details
- Location of This Business
- Laguna Hills, CA 92653-1641
- BBB File Opened:
- 5/16/2024
- Years in Business:
- 39
- Business Started:
- 11/9/1984
- Type of Entity:
- Sole Proprietorship
- Business Management
- Mr. Phillip Vigil, CEO
- Contact Information
Principal
- Mr. Phillip Vigil, CEO
Customer Contact
- Mr. Phillip Vigil, CEO
Customer Complaints
0 Customer Complaints
Need to file a complaint? BBB is here to help. We'll guide you through the process. How BBB Processes Complaints and Reviews
File a ComplaintBBB Business Profiles may not be reproduced for sales or promotional purposes.
BBB Business Profiles are provided solely to assist you in exercising your own best judgment. BBB asks third parties who publish complaints, reviews and/or responses on this website to affirm that the information provided is accurate. However, BBB does not verify the accuracy of information provided by third parties, and does not guarantee the accuracy of any information in Business Profiles.
When considering complaint information, please take into account the company's size and volume of transactions, and understand that the nature of complaints and a firm's responses to them are often more important than the number of complaints.
BBB Business Profiles generally cover a three-year reporting period. BBB Business Profiles are subject to change at any time. If you choose to do business with this business, please let the business know that you contacted BBB for a BBB Business Profile.
As a matter of policy, BBB does not endorse any product, service or business. Businesses are under no obligation to seek BBB accreditation, and some businesses are not accredited because they have not sought BBB accreditation.