Business ProfileforWorld Tree Financial, LLC
Current Alerts For This Business
OPINION OF THE COMMISSION BROKER-DEALER PROCEEDING INVESTMENT ADVISER PROCEEDING Grounds for Remedial Action Injunction Investment adviser firm and its principal were permanently enjoined from violations of the antifraud provisions of the federal securities laws. Held, it is in the public interest to bar respondents from association with any investment adviser, broker, dealer, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization; and to bar principal from participation in any penny stock offering.
On March 22, 2021, the Securities and Exchange Commission instituted proceedings against Wesley Kyle Perkins and World Tree Financial, LLC (“Respondents”) pursuant to Section 203(f) of the Investment Advisers Act of 1940, and against Perkins pursuant to Section 15(b) of the Securities Exchange Act of 1934.1 The Commission subsequently consolidated the proceedings.2 We now find Respondents to be in default, deem the allegations against them to be true, bar them from associating in the securities industry in any capacity, and bar Perkins from participating in an offering of penny stock.
For more information: Wesley Kyle Perkins and World Tree Financial, LLC (sec.gov)
At-a-glance
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Business Details
- Location of This Business
- 1817 Bertrand Dr Unit B, Lafayette, LA 70506-2038
- BBB File Opened:
- 10/29/2018
- Years in Business:
- 15
- Business Started:
- 8/27/2009
- Business Incorporated:
- 8/27/2009
- Type of Entity:
- Limited Liability Company (LLC)
- Contact Information
Principal
- Wesley Perkins, President
Customer Contact
- Wesley Perkins, President
Customer Complaints
0 Customer Complaints
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